Financial firms continue to struggle to ensure their employees communicate through authorized, monitored channels, even though the rules are widely publicized. "The problem isn't a lack of rules. It's ...

The FEC will now require “a clear and conspicuous disclaimer identifying any person or persons that pays to place an internet public communication” be added to all communications using the internet ...

Great teams are effective communicators – they have to be otherwise they’ll drop the ball. They share their playbook and make sure everyone knows the cadence and the direction of the next play. The ...

A new report from Global Relay, a leading provider of electronic communication compliance and archiving solutions, spotlights the challenges financial services firms face in maintaining compliance ...